Our QualificationsAbout Bob Kaye, CFS®, CLU® Financial Advisor
Among the designations, credits and training Bob Kaye has achieved.
General Securities Registered Representative
The Series 7 qualifies an individual as a general securities representative to trade equities, debt securities, mutual funds, options, and other financial products.
Investment Company/Variable Contracts Limited Representative
The Series 6 qualifies individuals to trade mutual funds, unit investment trusts, variable products and primary offerings of closed-end company shares.
Uniform Securities Agent State Law
The Series 63 is required by most states to become registered as a Uniform Securities Agent with the North American Securities Administrators (NASAA). It qualifies an individual to trade securities.